How to Evaluate Insider Trading Compliance Software
Evaluation of insider trading prevention compliance software needs to be connected control at an enterprise level. Review the evaluation criteria.
Insider Trading Prevention: Policies Not Enough.
Bring together information, people, trading controls, monitoring system integrations and intelligence into a single platform for complete and automated insider trading prevention and SEBI Compliance.
Affinisio Leads Again – Finance Outlook
Centralised, integrated enterprise-grade Compliance Software Platform that seamlessly automates compliance today and tomorrow.
GRC Excellence at the Chartis RiskTech100
Global Recognition for GRC Excellence, powered by Affinisio as the Acies group is recognised at the Chartis RiskTech100.
Compliance Software – CIOTech Outlook Awards Affinisio
Revolutionise compliance and governance with cutting-edge applications to automate regulatory compliance control, review, monitoring.
Affinisio Technologies Receives ISO-27001:2022 Certification from TUV Austria GMBH
Affinisio the premier suite of Compliance Management and Automation Software receives ISO 27001:2022 certification from TUV Austria GMBH.
When Insider Trading and Disclosure Compliances Meet
As market realities complicate regulatory obligations, criticality of intelligent automation increases - read on for a great example.
Nishant Shah discusses with Mint on 40 Mio Intenders Coming to the Indian Stock Market.
Nishant Shah discusses with Mint on 40 Mio Intenders Coming to the Indian Stock Market.
Scarcity Premium impact, SEBI Meeting 211 – Nishant Shah comments.
Nishant Shah comments on the scarcity premium of stocks post SEBI's 211th Board Meeting.
Dual-SDD, Banks – Nishant Shah Comments in Mint.
Mr Nishant Shah, CEO, on SEBI requirement for banks to maintain two separate SDD or Structured Digital Databases under SEBI PIT.
SEBI PIT Employee Trading Compliance Software
Central SEBI Insider Trading Compliances; SDD, Designated Person, Trade Pre-Clearances, Tracking. Monitoring, Gray List and BENPOS.
UPSI – The List Expands
The definition of UPSI has grown to include items that may otherwise have been considered operational in nature.
Insider Trading – Defense by Company
I have been accused of Insider Trading; why is my company refusing to defend me? The company can’t defend you against insider trading violations and any costs, penalties, damages or criminal prosecution. These would need to be faced, defended and suffered individually by you. In fact, your Company may itself be dealing with other allegations…
Trading Plans – Reviewing SEBI’s Regulatory Shift
SEBI's proposed trading plan reforms aim to boost transparency and flexibility, yet compliance verification hurdles remain.
Employee Trade Pre-Clearance – Importance
The importance of employee pre-trade clearance for compliance with SEBI PIT Regulations and the role of insider trading compliance software.
Insider Trading vs. Trading Plans vs. Insiders
Filing trading plans provide a legal exemption from Insider Trading compliance obligations. Learn about trading plans.
