Insights
Technology solutions and how we integrate intelligent design – expert articles, news, snippets, testimony, product updates.
Latest Insights
Related Party Transactions Under SEBI-LODR, IND-AS 24 and the Companies Act: Scope and Intent
Three sets of rules look at the same related party transaction and ask three different questions. Understanding the intent behind each explains why their boundaries differ.
Why the SDD Is a UPSI Control Trigger in Addition to a Register
A structured digital database tracks the flow of UPSI by description, never the UPSI itself. The test is what each entry triggers: a review of the person who received it, and of any trade they then ask to make.
From Designated Persons to Dynamic Insider Risk
A designated person list records who is covered. It does not record who is currently sensitive, what obligations apply today, or whether a trade request should proceed. That gap is where insider risk sits.
How to Evaluate Insider Trading Compliance Software
Evaluation of insider trading prevention compliance software needs to be connected control at an enterprise level. Review the evaluation criteria.
Insider Trading Prevention: Policies Not Enough
Bring together information, people, trading controls, monitoring system integrations and intelligence into a single platform for complete and automated insider trading prevention and SEBI compliance.
Compliance Software Automation of Related Party Transactions under SEBI-LODR – The What, When & How.
Compliance software implementation – the key considerations for SEBI-LODR’s related party transaction. From SAP to SEBI reporting.
On-Premises vs SaaS – The Primer
Understanding the Pros and Cons of On-Premises vs SaaS deployments. Affinisio’s On-Premises Deployments give you the best of both worlds. Or opt for pure SaaS.
Board Meeting Minutes – Safekeeping and Access.
Board management and meeting minutes have regulations on safekeeping and rights of access – what are the, how Affinisio(CMM) auto-manages.
When Insider Trading and Disclosure Compliances Meet
As market realities complicate regulatory obligations, criticality of intelligent automation increases – read on for a great example.
Dual-SDD, Banks – Nishant Shah Comments in Mint.
Mr Nishant Shah, CEO, on SEBI requirement for banks to maintain two separate SDD or Structured Digital Databases under SEBI PIT.
Building Transparency: Role of Disclosure Management
A closer look at financial and non-financial disclosures, why organizations need it, and how they support transparency and compliance.
Financial Disclosures – Key Points; Why they Matter
Financial disclosures, their importance, purpose, and benefits in strengthening compliance, accountability and stakeholder confidence.
