Insights
Technology solutions and how we integrate intelligent design – expert articles, news, snippets, testimony, product updates.
Latest Insights
Employee Trade Pre Clearance – Challenges for Connected Persons
Lets speak about Compliance challenges in implementing pre clearance requirements for Connected Persons in Insider Trading Regulations.
Navigating the Complexities of Designated Person Compliance: Meeting SEBI Requirements with Confidence
Learn how to navigate the complexities of designated person compliance as per SEBI requirements with confidence
Employee Trade Preclearance – Internal Challenges for Compliance
Pre-clearance procedures are essential to protect your organization from the ill-effects of insider trading but optimizing pre-clearance processes is a huge challenge without the right tool set.
Trade Pre-Clearance and Insider Trading Prevention
Preventing insider trading is critical for maintaining the integrity of capital markets By mandating the pre-clearance process, SEBI sends a clear message that insider trading will not be tolerated. These regulations demonstrate the importance of ethical business practices to maintain market integrity and investor confidence.
Trading Window Closure – Why It Matters
Trading window closure processes are critical to the management of compliances for preventing insider trading. Learn about regulations and frameworks from SEBI.
Structured Digital Database – Knowledge Session 2 by ICSI
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Structured Digital Database – Knowledge Session 1 by ICSI
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Insider Trading Litigations Globally
Discover the global regulatory efforts aimed at combatting insider trading and dive into some of the most riveting cases globally.
Insider Trading Penalties in India
Discover the regulatory efforts aimed at combatting unethical Insider Trading behavior and insider trading breaches. Dive into some of the most riveting cases in India and the consequences of non-compliance.
Who Is A Designated Person Under SEBI Guidelines?
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations… read on for full details.
Insider Trading: The Insider’s Perspective
UPSI means Unpublished Price Sensitive Information. That is valuable. And I was not permitted to use it because of Insider Trading Regulations; that’s just silly nonsense (a fictionalized account of an insider)
Insider Trading Cases In India
Insider trading – Discover the top 5 Insider Trading Litigations In India; learn about regulatory efforts to combat unethical conduct and breaches of insider trading laws.
