Compliance Software Automation of Related Party Transactions under SEBI-LODR – The What, When & How.
Compliance software implementation - the key considerations for SEBI-LODR's related party transaction. From SAP to SEBI reporting.
Limitations on Trading Activities by Research Analysts.
Trading Activities by Research Analysts – A look at the regulatory limitations and why they are there to start with.
UPSI – It May Not Be What You Think
Trading based on UPSI is Insider Trading at its most basic sense. We know Insider Trading is illegal, but what exactly is UPSI to start with? If it is not important for your job, you may know less than you need.
Insider Trading vs. Front Running: Same Difference?
Insider Trading vs. Front Running: What is the difference, what are the ethical and legal implications of each.
Affinisio(SDD); the Fully Certified Structured Digital Database Solution
Affinisio(SDD) the Structured Digital Database solution from Jonosfero International is now fully certified as compliant based on extensive independent professional review by Practicing Company Secretary firm
Structured Digital Database; The Info-Video
Watch the latest info-video launched to celebrate the successful certification of Affinisio(SDD).
Navigating the Complexities of Designated Person Compliance: Meeting SEBI Requirements with Confidence
Learn how to navigate the complexities of designated person compliance as per SEBI requirements with confidence
Employee Trade Preclearance – Internal Challenges for Compliance
Pre-clearance procedures are essential to protect your organization from the ill-effects of insider trading but optimizing pre-clearance processes is a huge challenge without the right tool set.
Trading Window Closure – Why It Matters
Trading window closure processes are critical to the management of compliances for preventing insider trading. Learn about regulations and frameworks from SEBI.
Structured Digital Database — the ICSI Knowledge Sessions with SEBI
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prohibition of Insider Trading) Regulations.
Who Is A Designated Person Under SEBI Guidelines?
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.
Insider Trading Cases In India
Insider trading compliance software for SEBI PIT - Top Insider Trading cases that could have been avoided with better PIT compliance.
Structured Digital Database (SDD) Compliance Certificate: What Is It, When and How To Be Provided.
The Structured Digital Database Compliance Certificate is an essential part of the SEBI(PIT) compliances for Insider Trading. This blog post provides an overview of Compliance Certification for Structured Digital Database (SDD). Read on to learn more about the SDD Compliance Certificate.
Structured Digital Database (SDD) and the evolving chain of responsibility
The Financial Express talks about the revised set of FAQs in relation to the Insider Trading Regulations, 2015 highlighting that these are not routine clarifications, discusses complexities. Click on the link below to read the coverage in the Financial Express. Article link: Digital database under ‘Insider Trading’ laws and evolving chain of responsibility | The…
Economic Times covers Structure Digital Database (SDD) compliances
Economic Times talks about the SEBI amendment to Insider Trading Norms, requiring entities to maintain the Structure Digital Database. Click on the link below to read the coverage in the Economic Times. Article link: Insider trading norms: Sebi amends insider trading norms; entities to maintain database on UPSI – The Economic Times (indiatimes.com)
