Dual-SDD, Banks – Nishant Shah Comments in Mint.
Mr Nishant Shah, CEO, on SEBI requirement for banks to maintain two separate SDD or Structured Digital Databases under SEBI PIT.
UPSI – The List Expands
The definition of UPSI has grown to include items that may otherwise have been considered operational in nature.
Employee Trade Pre-Clearance – Importance
The importance of employee pre-trade clearance for compliance with SEBI PIT Regulations and the role of insider trading compliance software.
Employee Trading Approvals – Why It’s Non-Negotiable
Employee trading approvals can be challenging, but understanding the risks is key. Read why following these rules (compliance) is crucial and the risks involved when you don't (non-compliance).
Employee Personal Account Trading Systems – Integration vs Irritation
Employee personal account trading systems for insider trading management of compliances only work when properly integrated with organizational systems. Otherwise, user irritation leads to poor compliance.
Employee Trade Pre Clearance – Challenges for Connected Persons
Compliance challenges with pre clearance for Connected Persons in Insider Trading Regulations and Insider trading compliance solutions.
Trade Pre-Clearance and Insider Trading Prevention
Preventing insider trading is critical for maintaining the integrity of capital markets By mandating the pre-clearance process, SEBI sends a clear message that insider trading will not be tolerated. These regulations demonstrate the importance of ethical business practices to maintain market integrity and investor confidence.
Insider Trading Litigations Globally
Discover the global regulatory efforts aimed at combatting insider trading and dive into some of the most riveting cases globally.
Who Is A Designated Person Under SEBI Guidelines?
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.
Insider Trading: The Insider’s Perspective
For SEBI-PIT compliance a great Insider Trading Compliance software makes life significantly better. Non-compliance can ruin lives. Read on
