How to Evaluate Insider Trading Compliance Software
Evaluation of insider trading prevention compliance software needs to be connected control at an enterprise level. Review the evaluation criteria.
Insider Trading Prevention: Policies Not Enough.
Bring together information, people, trading controls, monitoring system integrations and intelligence into a single platform for complete and automated insider trading prevention and SEBI Compliance.
On-Premises vs SaaS – The Primer
Understanding the Pros and Cons of On-Premises vs SaaS deployments. Affinisio's On-Premises Deployments give you the best of both worlds. Or opt for pure SaaS.
Nishant Shah discusses with Mint on 40 Mio Intenders Coming to the Indian Stock Market.
Nishant Shah discusses with Mint on 40 Mio Intenders Coming to the Indian Stock Market.
Scarcity Premium impact, SEBI Meeting 211 – Nishant Shah comments.
Nishant Shah comments on the scarcity premium of stocks post SEBI's 211th Board Meeting.
Dual-SDD, Banks – Nishant Shah Comments in Mint.
Mr Nishant Shah, CEO, on SEBI requirement for banks to maintain two separate SDD or Structured Digital Databases under SEBI PIT.
UPSI – The List Expands
The definition of UPSI has grown to include items that may otherwise have been considered operational in nature.
Insider Trading vs. Trading Plans vs. Insiders
Filing trading plans provide a legal exemption from Insider Trading compliance obligations. Learn about trading plans.
What information is UPSI.
Knowing what is Unpublished Price Sensitive Information (UPSI) is the first step to managing surrounding compliances, from employee trading to the structured digital database.
Limitations on Trading Activities by Research Analysts.
Trading Activities by Research Analysts – A look at the regulatory limitations and why they are there to start with.
UPSI – It May Not Be What You Think
Trading based on UPSI is Insider Trading at its most basic sense. We know Insider Trading is illegal, but what exactly is UPSI to start with? If it is not important for your job, you may know less than you need.
Insider Trading vs. Front Running: Same Difference?
Insider Trading vs. Front Running: What is the difference, what are the ethical and legal implications of each.
Insider Trading Regulations for Mutual Funds in India
As SEBI extends the scope of Prevention of Insider Trading regulations to mutual funds along with the need to maintain a Structured Digital Database, lets take a look at their impact on the compliance challenges they pose.
Affinisio(SDD); the Fully Certified Structured Digital Database Solution
Affinis(SDD) the Structured Digital Database solution from Jonosfero International is now fully certified as compliant based on extensive independent professional review by Practicing Company Secretary firm
Structured Digital Database; The Info-Video
Watch the latest info-video launched to celebrate the successful certification of Affinis(SDD).
Overcoming the Hurdles of Compliance with SEBI’s SDD Guidelines: A Comprehensive Guide
In this comprehensive guide, we explore the compliance hurdles faced in compliance with the SEBI Structured Digital Database guidelines with a step-by-step guide to overcoming them.
