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A designated person list records who is covered. It does not record who is currently sensitive, what obligations apply today, or whether a trade request should proceed. That gap is where insider risk sits.
Evaluation of insider trading prevention compliance software needs to be connected control at an enterprise level. Review the evaluation criteria.
Bring together information, people, trading controls, monitoring system integrations and intelligence into a single platform for complete and automated insider trading prevention and SEBI Compliance.
Understanding the Pros and Cons of On-Premises vs SaaS deployments. Affinisio's On-Premises Deployments give you the best of both worlds. Or opt for pure SaaS.
SEBI proposes to widen the definition of relatives under insider trading rules to include spouse, siblings, siblings of spouse, siblings of parents, all lineal ascendant or descendant as well as their spouses.
Filing trading plans provide a legal exemption from Insider Trading compliance obligations. Learn about trading plans.
Understand how regulators are navigating insider trading risks in the digital age armed with statutory powers of surveillance.
Learn how to navigate the complexities of designated person compliance as per SEBI requirements with confidence
Discover the global regulatory efforts aimed at combatting insider trading and dive into some of the most riveting cases globally.
Discover the regulatory efforts aimed at combatting unethical Insider Trading behaviour and insider trading breaches. Dive into some of the most riveting cases in India and the consequences of non-compliance.
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.
For SEBI-PIT compliance a great Insider Trading Compliance software makes life significantly better. Non-compliance can ruin lives. Read on
Insider trading compliances need controls and software because compliance is a major concern for market regulators. This post explains why.
Insider Trading Basics 101; What is it, why it is illegal, what type is legal and what the consequences can be.
Structured Digital Database, UPSI and Designated Persons have taken a large share of the limelight. These arise from the requirements of the SEBI (Prohibition of Insider Trading Regulations); let’s take a look at how these regulations themselves arose.
The evolution of regulations to prevent insider trading in India, SEBI.
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