Board Meeting Minutes – Standards for Maintenance
Board management software can help you maintain quality and secretarial standards for minutes - read the standards and how Affinisio(CMM) manages.
Board Meeting Minutes – Safekeeping and Access.
Board management and meeting minutes have regulations on safekeeping and rights of access - what are the, how Affinisio(CMM) auto-manages.
Affinisio Technologies Receives ISO-27001:2022 Certification from TUV Austria GMBH
Affinisio the premier suite of GRC Software applications receives ISO 27001:2022 certification from TUV Austria GMBH.
When Insider Trading and Disclosure Compliances Meet
As market realities complicate regulatory obligations, criticality of intelligent automation increases - read on for a great example.
Nishant Shah discusses with Mint on 40 Mio Intenders Coming to the Indian Stock Market.
Nishant Shah discusses with Mint on 40 Mio Intenders Coming to the Indian Stock Market.
Scarcity Premium impact, SEBI Meeting 211 – Nishant Shah comments.
Nishant Shah comments on the scarcity premium of stocks post SEBI's 211th Board Meeting.
Dual-SDD, Banks – Nishant Shah Comments in Mint.
Mr Nishant Shah, CEO, on SEBI requirement for banks to maintain two separate SDD or Structured Digital Databases under SEBI PIT.
On SEBI ODR, Nishant Shah in Mint
From regulatory compliances to legal disputes, a time-bound approach is difficult but essential - CEO, Mr Nishant Shah, article in Mint.
Conflict of Interest? Seriously?!
Ethics compliance concerns for conflicts of interest may arise from unknown quarters. A pre-approval process is a chance to head off issues.
Outside Business Activities; Why, Exactly, Is Approval Required?
Understanding employee ethics compliance pre-approval for managing potential conflicts of interest in outside business activities.
Conflicts of interest: Why they Matter Outside Work
Understand the impact of outside conflicts of interest and how to manage them to protect your career, ethics, and employer’s reputation.
Your article could get your Employer in Trouble: Avoiding Compliance Pitfalls
Avoid compliance risks when publishing articles. Learn how to protect your career & employer by adhering to policies & avoiding pitfalls.
Definition of Relatives under SEBI Prevention of Insider Trading Guidelines
SEBI proposes to widen the definition of relatives under insider trading rules to include spouse, siblings, siblings of spouse, siblings of parents, all lineal ascendant or descendant as well as their spouses.
Insider Trading vs. Trading Plans vs. Insiders
Filing trading plans provide a legal exemption from Insider Trading compliance obligations. Learn about trading plans.
What information is UPSI.
Knowing what is Unpublished Price Sensitive Information (UPSI) is the first step to managing surrounding compliances, from employee trading to the structured digital database.
Limitations on Trading Activities by Research Analysts.
Trading Activities by Research Analysts – A look at the regulatory limitations and why they are there to start with.
