Compliance with regulations for Related Party Transactions
Affinis(RPT) enables companies to maintain a central, continuing and updated list of all direct and indirectly related parties.
Are all transactions with Related Parties considered RPTs
Only transactions specified to be of the relevant types under the applicable regulations are treated as RPTs.
How are related party transactions identified and managed?
Related parties include affiliates, subsidiaries of the company, KMPs, relatives, persons with a certain ownership interest and many others
What is a Related Party Transaction?
A related party transaction is one that results in the transfer of services, resources, or obligations between a company and its related parties
Action Taken Report Management
Do I need to generate Action Taken Reports separately
Special Meeting Invitees
We have committees with delegated powers for risk and investment management. There are also sub-committees of the board that I want to delegate the management of.
Committees and Sub-Committees
We have committees with delegated powers for risk and investment management. There are also sub-committees of the board that I want to delegate the management of
Committee Compositions
Why do I need so many personal details for committee composition
SDD for Company in Insolvency
Does a company need to maintain SDD if it is under Corporate Insolvency Resolution Process (CIRP)
SDD Only Debt Listed
We only have listed debt, do we need to maintain SDD?
Third Party SDD Software
Can a listed company use software provided by third party vendors? Can the server belong to the vendor but entries be made by employees of the company only?
Unlisted Intermediaries – SDD?
Do unlisted intermediaries and fiduciaries also face the requirement to maintain the SDD?
SDD Entries with UPSI Details?
Should the SDD entries include details of UPSI shared? The Structured Digital Database is not meant to be a database ... [...]
Listed Entity With No UPSI?
Does a listed entity need to maintain a Structured Digital Database and provide the compliance certificate for the quarter even ... [...]
Compliance Certificate for SDD.
Which entities are required to submit the SDD compliance certificate? Who provides the compliance certificate for SDD from the entity? ... [...]
What Should be Recorded in SDD (Reg 30/51)
What should be recorded in the Structured Digital Database from items covered under regulation 30 or regulation 51 ? Are ... [...]
