Why does disclosure management require a centralized system?
A centralized repository of past and future disclosures maintained in a secure, digital space is critical for central access, reporting and versioning.
What events and matters require disclosures?
Adverse reports, non-financial events, RPTs, directorial interests, governance issues, KMP changes, litigations, complaints, ESG risks.
Which are the key regulatory frameworks requiring disclosures?
Typical categories include Corporate Laws, Securities Market Laws or ESG and Climate-Related Disclosure Frameworks
Do disclosures really need processes and systems?
Issues to be disclosed, the targets of the disclosures and the manner of disclosure continue to increase in complexity.
Why are prior conflicts clearances essential?
Getting clearances in place is essential prior to taking on the commitments of client engagements to protects both, the existing as well as the potential new clients. Further...
Why are conflicts approval through so crucial?
Without a robust system, reviews of conflicts risk may be inconsistent, arbitrary and patchy, leaving your organization vulnerable to accusations of ethical breaches or regulatory non-compliance...
Can you give me examples of conflicts of interests?
There are a wide variety of conflict types, include representing people or clients with interests that conflict with each other, and...
Why do conflicts reviews take so much time?
Traditional reviews rely on manual record-keeping, fragmented systems and siloed visibility across teams, making conflicts-check slow and error-prone, but...
Compliance with regulations for Related Party Transactions
Affinis(RPT) enables companies to maintain a central, continuing and updated list of all direct and indirectly related parties.
Are all transactions with Related Parties considered RPTs
Only transactions specified to be of the relevant types under the applicable regulations are treated as RPTs.
How are related party transactions identified and managed?
Related parties include affiliates, subsidiaries of the company, KMPs, relatives, persons with a certain ownership interest and many others
What is a Related Party Transaction?
A related party transaction is one that results in the transfer of services, resources, or obligations between a company and its related parties
Action Taken Report Management
Do I need to generate Action Taken Reports separately
Special Meeting Invitees
We have committees with delegated powers for risk and investment management. There are also sub-committees of the board that I want to delegate the management of.
Committees and Sub-Committees
We have committees with delegated powers for risk and investment management. There are also sub-committees of the board that I want to delegate the management of
Committee Compositions
Why do I need so many personal details for committee composition
