On-Premises vs SaaS – The Primer
Understanding the Pros and Cons of On-Premises vs SaaS deployments. Affinisio's On-Premises Deployments give you the best of both worlds. Or opt for pure SaaS.
Do SEBI LODR requirement related to disclosures of acquisitions apply in case of unlisted entities?
SEBI LODR regulations require disclosure of direct/ indirect acquisition in a company if shares or voting rights aggregating to twenty per cent or more.
Now that beneficial interest has been transferred, can transactions involving a promoter be excluded from Related Party Transaction compliances?
Simply because the beneficial interest in shares has been transferred or sold, does not mean that transactions with the entity involved can be excluded from Related Party Transaction compliances.
Can a related party transaction with individuals or entities be identified under multiple categories?
Related party transactions with individuals or entities cannot be identified under multiple categories in the Shareholding Pattern.
Do Related Party Transaction compliances apply to promoter or group not holding any share(s) in the listed entity?
Should entities be considered in the Promoter category directly as a related party even if such person is not holding any share(s) in the listed entity but is only a part of the Promoter Group category
Is disclosure required for an event impacts a subsidiary that is not material?
Management of the disclosures in relation to material subsidiaries vs events that are material to the listed entity.
For Related Party Transaction compliances, can the listed entity self-define the criterion to determine what is a material subsidiary under SEBI LODR?
The confusion may be caused by the allowance for listed entity to formulate a policy for determining material subsidiary that would impact related party transaction compliances.
Do Related Party Transactions under SEBI LODR involve ‘Related Parties’ per Companies Act or under IND-AS?
For a transaction to be considered as one with a related party, both conditions do not need to be met...
Why does disclosure management require a centralized system?
A centralized repository of past and future disclosures maintained in a secure, digital space is critical for central access, reporting and versioning.
What events and matters require disclosures?
Adverse reports, non-financial events, RPTs, directorial interests, governance issues, KMP changes, litigations, complaints, ESG risks.
Which are the key regulatory frameworks requiring disclosures?
Typical categories include Corporate Laws, Securities Market Laws or ESG and Climate-Related Disclosure Frameworks
Do disclosures really need processes and systems?
Issues to be disclosed, the targets of the disclosures and the manner of disclosure continue to increase in complexity.
Why are prior conflicts clearances essential?
Getting clearances in place is essential prior to taking on the commitments of client engagements to protects both, the existing as well as the potential new clients. Further...
Why are conflicts approval through so crucial?
Without a robust system, reviews of conflicts risk may be inconsistent, arbitrary and patchy, leaving your organization vulnerable to accusations of ethical breaches or regulatory non-compliance...
Can you give me examples of conflicts of interests?
There are a wide variety of conflict types, include representing people or clients with interests that conflict with each other, and...
Why do conflicts reviews take so much time?
Traditional reviews rely on manual record-keeping, fragmented systems and siloed visibility across teams, making conflicts-check slow and error-prone, but...
