Dual-SDD, Banks – Nishant Shah Comments in Mint.
Mr Nishant Shah, CEO, on SEBI requirement for banks to maintain two separate SDD or Structured Digital Databases under SEBI PIT.
UPSI – The List Expands
The definition of UPSI has grown to include items that may otherwise have been considered operational in nature.
Insider Trading Risks In The Digital Age
Understand how regulators are navigating insider trading risks in the digital age armed with statutory powers of surveillance.
Unpublished Price Sensitive Information: A Comprehensive Guide to UPSI
UPSI - if that word seems to take up a huge part of your day, there is a reason. It takes up even more of your compliance officer’s day and yet more of the regulators. Here is the comprehensive low-down.
What information is UPSI.
Knowing what is Unpublished Price Sensitive Information (UPSI) is the first step to managing surrounding compliances, from employee trading to the structured digital database.
UPSI – It May Not Be What You Think
Trading based on UPSI is Insider Trading at its most basic sense. We know Insider Trading is illegal, but what exactly is UPSI to start with? If it is not important for your job, you may know less than you need.
Insider Trading Regulations for Mutual Funds in India
As SEBI extends the scope of Prevention of Insider Trading regulations to mutual funds along with the need to maintain a Structured Digital Database, lets take a look at their impact on the compliance challenges they pose.
Affinisio(SDD); the Fully Certified Structured Digital Database Solution
Affinis(SDD) the Structured Digital Database solution from Jonosfero International is now fully certified as compliant based on extensive independent professional review by Practicing Company Secretary firm
Overcoming the Hurdles of Compliance with SEBI’s SDD Guidelines: A Comprehensive Guide
In this comprehensive guide, we explore the compliance hurdles faced in compliance with the SEBI Structured Digital Database guidelines with a step-by-step guide to overcoming them.
Structured Digital Database – Knowledge Session 2 by ICSI
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Structured Digital Database – Knowledge Session 1 by ICSI
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Insider Trading Litigations Globally
Discover the global regulatory efforts aimed at combatting insider trading and dive into some of the most riveting cases globally.
Insider Trading Penalties in India
Discover the regulatory efforts aimed at combatting unethical Insider Trading behavior and insider trading breaches. Dive into some of the most riveting cases in India and the consequences of non-compliance.
Insider Trading Cases In India
Insider trading compliance software for SEBI PIT - Top Insider Trading cases that could have been avoided with better PIT compliance.
Insider Trading – Why and Who It Hurts
Insider trading compliances need controls and software because compliance is a major concern for market regulators. This post explains why.
Structured Digital Database (SDD) Compliance Certificate: What Is It, When and How To Be Provided.
The Structured Digital Database Compliance Certificate is an essential part of the SEBI(PIT) compliances for Insider Trading. This blog post provides an overview of Compliance Certification for Structured Digital Database (SDD). Read on to learn more about the SDD Compliance Certificate.
