Notice of Confidentiality per Reg. 3(2B)
A notice of confidentiality is required to be given to UPSI recipients per Reg. 3(2B) of the relevant regulations, how do we do that?
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A notice of confidentiality is required to be given to UPSI recipients per Reg. 3(2B) of the relevant regulations, how do we do that?
No. The SDD entry is not a permissions gate that must be set before the information moves, but it must follow promptly, and in practice within 24 hours, because the entry is what sets the controls running.
What is the difference between the Structured Digital Database and the Database of Designated Persons?
Are Structured Digital Databases required for listed entities with very low trading?
Do intermediaries need to maintain the Structured Digital Database?
What if UPSI is shared with a mail group? Can I record the mail group itself as the recipient in the Structured Digital Database ?
What if UPSI is shared with many people at the same time? What should I record in the Structured Digital Database – one consolidated entry or each separately?
Is every sharing of information required to be recorded in the SEBI Structured Digital Database? What about downstream sharing?
Click to read insider trading FAQs issued by SEBI on 31 March 2023
Yes. The entry is created from the email as it is sent, with no copying and no second message. Only nominated flows are captured, and the nature of the information is recorded rather than the information itself.
Structured Digital Database on an Excel Sheet - Why can we not simply maintain SDD on an excel sheet?
Emails in Structured Digital Database - can they be stored as is?
Data and records in the SDD - Maintenance and access.
What are regulatory requirements for maintaining a Structured Digital Database.
Structured Digital Database and UPSI - What is the connection?
What if market trades I executed were not based on the UPSI held by me?
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