ETT-SEC - AFFINIS.IO

On-Premises vs SaaS – The Primer

29/03/2026

Understanding the Pros and Cons of On-Premises vs SaaS deployments. Affinisio's On-Premises Deployments give you the best of both worlds. Or opt for pure SaaS.

Employee Trade Pre-Clearance; THE Internally Deployed Software Suite

03/06/2025

Watch the 60 second video on Affinis, the PREMIER suite of compliance trade pre-clearance applications designed for internal deployment.

Employee Trade Pre-Clearance – Importance

14/11/2024

The importance of employee pre-trade clearance for compliance with SEBI PIT Regulations and the role of insider trading compliance software.

Insider Trading Risks In The Digital Age

10/02/2024

Understand how regulators are navigating insider trading risks in the digital age armed with statutory powers of surveillance.

Employee Trading Approvals – Why It’s Non-Negotiable

03/01/2024

Employee trading approvals can be challenging, but understanding the risks is key. Read why following these rules (compliance) is crucial and the risks involved when you don't (non-compliance).

Employee Personal Account Trading Systems – Integration vs Irritation

24/11/2023

Employee personal account trading systems for insider trading management of compliances only work when properly integrated with organizational systems. Otherwise, user irritation leads to poor compliance.

Insider Trading vs. Front Running: Same Difference?

04/06/2023

Insider Trading vs. Front Running: What is the difference, what are the ethical and legal implications of each.

Employee Trade Pre Clearance – Challenges for Connected Persons

07/05/2023

Compliance challenges with pre clearance for Connected Persons in Insider Trading Regulations and Insider trading compliance solutions.

Employee Trade Preclearance – Internal Challenges for Compliance

26/04/2023

Pre-clearance procedures are essential to protect your organization from the ill-effects of insider trading but optimizing pre-clearance processes is a huge challenge without the right tool set.

Trade Pre-Clearance and Insider Trading Prevention

18/04/2023

Preventing insider trading is critical for maintaining the integrity of capital markets By mandating the pre-clearance process, SEBI sends a clear message that insider trading will not be tolerated. These regulations demonstrate the importance of ethical business practices to maintain market integrity and investor confidence.