Can a dinner with an internal colleague trigger gifts and entertainments policy concerns?
Yes. Often times, organizations are structured amongst first and second lines as a means of risk management and control. If ... [...]
I received a promotional code from a vendor. Do I need to pre-clear this?
Promotional codes may grant significant monetary benefits to the recipient, enabling the recipient to receive for free what would otherwise ... [...]
My gift to a client was paid for by me personally. Do I need to pre-clear with compliance?
Any gift may lead to a perception of impropriety regardless of who pays for it. Ultimately, any negative impact on ... [...]
I received concert tickets from a client. I am the vendor. Will I need to pre-clear this?
Concert tickets, being things of value would need to be pre-cleared. It does not matter that you are the vendor ... [...]
Why do I need compliance pre-approval simply for sports tickets for a client?
Anything of value, given for free, has the potential to be considered a bribe. Sports tickets, at times, are considered ... [...]
