Employee Trading Approvals – Why It’s Non-Negotiable
Employee trading approvals can be challenging, but understanding the risks is key. Read why following these rules (compliance) is crucial and the risks involved when you don't (non-compliance).
Unpublished Price Sensitive Information: A Comprehensive Guide to UPSI
UPSI - if that word seems to take up a huge part of your day, there is a reason. It takes up even more of your compliance officer’s day and yet more of the regulators. Here is the comprehensive low-down.
What information is UPSI.
Knowing what is Unpublished Price Sensitive Information (UPSI) is the first step to managing surrounding compliances, from employee trading to the structured digital database.
Insider Trading – Why and Who It Hurts
Insider trading is a major concern for market regulators because it can seriously damage the trust and stability of capital markets. This post explores the ways in which insider trading hurts capital markets, from undermining market confidence to encouraging unfair practices. Read on to know more
Insider Trading – What Is It Really?
Insider Trading Basics 101; What is it, why it is illegal, what type is legal and what the consequences can be.
How Insider Trading Regulations in India Came to Pass
Structured Digital Database, UPSI and Designated Persons have taken a large share of the limelight. These arise from the requirements of the SEBI (Prevention of Insider Trading Regulations); let’s take a look at how these regulations themselves arose.
Evolution of Insider Trading
75 years of Insider Trading Regulations. From India’s first step in 1948 with the P.J.Thomas committee to 2023.
