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Articles, posts, insights, opinions, factoids or musings with SEBI
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.
Trading Activities by Research Analysts – A look at the regulatory limitations and why they are there to start with.
Trading based on UPSI is Insider Trading at its most basic sense. We know Insider Trading is illegal, but what exactly is UPSI to start with? If it is not important for your job, you may know less than you need.
Insider Trading vs. Front Running: What is the difference, what are the ethical and legal implications of each.
Affinis(SDD) the Structured Digital Database solution from Jonosfero International is now fully certified as compliant based on extensive independent professional review by Practicing Company Secretary firm
Watch the latest info-video launched to celebrate the successful certification of Affinis(SDD).
Lets speak about Compliance challenges in implementing pre clearance requirements for Connected Persons in Insider Trading Regulations.
Learn how to navigate the complexities of designated person compliance as per SEBI requirements with confidence
Pre-clearance procedures are essential to protect your organization from the ill-effects of insider trading but optimizing pre-clearance processes is a huge challenge without the right tool set.
Preventing insider trading is critical for maintaining the integrity of capital markets By mandating the pre-clearance process, SEBI sends a clear message that insider trading will not be tolerated. These regulations demonstrate the importance of ethical business practices to maintain market integrity and investor confidence.
Trading window closure processes are critical to the management of compliances for preventing insider trading. Learn about regulations and frameworks from SEBI.
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Structured Digital Database Software clarified for market participants by ICSI and SEBI experts under the SEBI (Prevention of Insider Trading) Regulations.
Designated persons are those connected with the company and reasonably expected to have access to unpublished price-sensitive information or UPSI for that company and comes with several compliance obligations... read on for full details.
Insider trading - Discover the top 5 Insider Trading Litigations In India; learn about regulatory efforts to combat unethical conduct and breaches of insider trading laws.
The Structured Digital Database Compliance Certificate is an essential part of the SEBI(PIT) compliances for Insider Trading. This blog post provides an overview of Compliance Certification for Structured Digital Database (SDD). Read on to learn more about the SDD Compliance Certificate.
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