Notice of Confidentiality per Reg. 3(2B)
A notice of confidentiality is required to be given to UPSI recipients per Reg. 3(2B) of the relevant regulations, how do we do that?
Do I need to pre-enter UPSI flow in SDD?
No, however the entry in SDD must be done simultaneously (if not synchronized through, say, email auto-population) or promptly thereafter. ... [...]
Structured Digital Database vs Insider Database.
What is the difference between the Structured Digital Database and the Database of Designated Persons?
SDD for Entities with Low Trading
Are Structured Digital Databases required for listed entities with very low trading?
Debt-listed Entities to maintain a Structured Digital Database?
Are debt-listed entities required to maintain a Structured Digital Database?
Intermediaries to maintain a Structured Digital Database?
Do intermediaries need to maintain the Structured Digital Database?
Mail Group as Recipient in Structured Digital Database?
What if UPSI is shared with a mail group? Can I record the mail group itself as the recipient in the Structured Digital Database ?
Consolidated vs Separate Entries in SDD?
What if UPSI is shared with many people at the same time? What should I record in the Structured Digital Database – one consolidated entry or each separately?
Info-Sharing Requirement in Structured Digital Database
Is every sharing of information required to be recorded in the SEBI Structured Digital Database? What about downstream sharing?
Timing of Recording in Structured Digital Database.
Do we need to record the entry in the Structured Digital Database as soon as shared or as soon as possible? How much grace time do we have?
Regulatory Clarifications on Cloud Usage – SDD
Click to read insider trading FAQs issued by SEBI on 31 March 2023
Structured Digital Database – Auto Mail Capture Possible?
SDD Email Auto-Capture, fully automated and compliant email auto-capture into the Affinis Structured Digital Database
Structured Digital Database on an Excel Sheet
Structured Digital Database on an Excel Sheet - Why can we not simply maintain SDD on an excel sheet?
Storage of Emails in Structured Digital Database
Emails in Structured Digital Database - can they be stored as is?
Data in SDD – Maintenance and Access.
Data and records in the SDD - Maintenance and access.
What are the regulatory requirements for a SDD?
What are regulatory requirements for maintaining a Structured Digital Database.
