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Articles, posts, insights, opinions, factoids or musings with SDD FAQs
Affinis(SDD) can enable you to send the email automatically as soon as the flow of UPSI is recorded. It may ... [...]
No, however the entry in SDD must be done simultaneously (if not synchronized through, say, email auto-population) or promptly thereafter. ... [...]
The database of Designated Persons is to be maintained under reg 9A(2) after identifying all employees having access to UPSI ... [...]
Neither the frequency of trading nor the width or depth of the market are part of the criteria for compliance ... [...]
Debt listed entities are also listed entities as they have issued securities that are listed. As such, they are required ... [...]
Every listed entity and every organization required to handle UPSI is required to maintain SDD. Fiduciaries and intermediaries like chartered ... [...]
No, SEBI regulations require individuals with the identification to be entered. Further, the composition of the mail group changes over ... [...]
The regulations are not clear on this. Regardless, Affinis(SDD) allows you to simply create a single entry which will be ... [...]
All sharing must be recorded, including downstream sharing (sharing by people who have received the information). This is the reason ... [...]
The sharing can be recorded subsequently but the gap should be as short as possible. Of course, even if the ... [...]
insider trading FAQs issued by SEBI on 31 March 2023
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Click the link above to read about the UPSI contained in emails and how it differs from Structured Digital Database requirements
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What are regulatory requirements for maintaining a Structured Digital Database.
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