Limitations on Trading Activities by Research Analysts.
Trading Activities by Research Analysts – A look at the regulatory limitations and why they are there to start with.
UPSI – It May Not Be What You Think
Trading based on UPSI is Insider Trading at its most basic sense. We know Insider Trading is illegal, but what exactly is UPSI to start with? If it is not important for your job, you may know less than you need.
Insider Trading vs. Front Running: Same Difference?
Insider Trading vs. Front Running: What is the difference, what are the ethical and legal implications of each.
Insider Trading Regulations for Mutual Funds in India
As SEBI extends the scope of Prevention of Insider Trading regulations to mutual funds along with the need to maintain a Structured Digital Database, lets take a look at their impact on the compliance challenges they pose.
Affinis(SDD); the Fully Certified Structured Digital Database Solution
Affinis(SDD) the Structured Digital Database solution from Jonosfero International is now fully certified as compliant based on extensive independent professional review by Practicing Company Secretary firm
Structured Digital Database; The Info-Video
Watch the latest info-video launched to celebrate the successful certification of Affinis(SDD).
Overcoming the Hurdles of Compliance with SEBI’s SDD Guidelines: A Comprehensive Guide
In this comprehensive guide, we explore the compliance hurdles faced in compliance with the SEBI Structured Digital Database guidelines with a step-by-step guide to overcoming them.
Trading Window Closure – Why It Matters
Trading window closure processes are critical to the management of compliances for preventing insider trading. Learn about regulations and frameworks from SEBI.
Structured Digital Database (SDD) Compliance Certificate: What Is It, When and How To Be Provided.
The Structured Digital Database Compliance Certificate is an essential part of the SEBI(PIT) compliances for Insider Trading. This blog post provides an overview of Compliance Certification for Structured Digital Database (SDD). Read on to learn more about the SDD Compliance Certificate.
