Insider Trading Risks In The Digital Age
Understand how regulators are navigating insider trading risks in the digital age armed with statutory powers of surveillance.
Unpublished Price Sensitive Information: A Comprehensive Guide to UPSI
UPSI - if that word seems to take up a huge part of your day, there is a reason. It takes up even more of your compliance officer’s day and yet more of the regulators. Here is the comprehensive low-down.
What information is UPSI.
Knowing what is Unpublished Price Sensitive Information (UPSI) is the first step to managing surrounding compliances, from employee trading to the structured digital database.
Insider Trading Litigations Globally
Discover the global regulatory efforts aimed at combatting insider trading and dive into some of the most riveting cases globally.
Insider Trading Penalties in India
Discover the regulatory efforts aimed at combatting unethical Insider Trading behavior and insider trading breaches. Dive into some of the most riveting cases in India and the consequences of non-compliance.
Insider Trading – Why and Who It Hurts
Insider trading is a major concern for market regulators because it can seriously damage the trust and stability of capital markets. This post explores the ways in which insider trading hurts capital markets, from undermining market confidence to encouraging unfair practices. Read on to know more
The Week Announces Affinis, the Structured Digital Database
The Week announces the launch by Jonosfero International of AFFINIS© (SDD), the Structured Digital Database that has been designed specifically ... [...]
How Insider Trading Regulations in India Came to Pass
Structured Digital Database, UPSI and Designated Persons have taken a large share of the limelight. These arise from the requirements of the SEBI (Prevention of Insider Trading Regulations); let’s take a look at how these regulations themselves arose.
Evolution of Insider Trading
75 years of Insider Trading Regulations. From India’s first step in 1948 with the P.J.Thomas committee to 2023.
Structured Digital Database (SDD) and the evolving chain of responsibility
The Financial Express talks about the revised set of FAQs in relation to the Insider Trading Regulations, 2015 highlighting that ... [...]
NSE certification requirement for SDD compliance covered by Economic Times
NSE has intensified tracking of insider trading rules compliances and has required a compliance certificate in a specific format from ... [...]
Economic Times covers Structure Digital Database (SDD) compliances
Economic Times talks about the SEBI amendment to Insider Trading Norms, requiring entities to maintain the Structure Digital Database. Click ... [...]
