On-Premises vs SaaS – The Primer
Understanding the Pros and Cons of On-Premises vs SaaS deployments. Affinisio's On-Premises Deployments give you the best of both worlds. Or opt for pure SaaS.
Dual-SDD, Banks – Nishant Shah Comments in Mint.
Mr Nishant Shah, CEO, on SEBI requirement for banks to maintain two separate SDD or Structured Digital Databases under SEBI PIT.
UPSI – The List Expands
The definition of UPSI has grown to include items that may otherwise have been considered operational in nature.
Insider Trading Risks In The Digital Age
Understand how regulators are navigating insider trading risks in the digital age armed with statutory powers of surveillance.
Unpublished Price Sensitive Information: A Comprehensive Guide to UPSI
UPSI - if that word seems to take up a huge part of your day, there is a reason. It takes up even more of your compliance officer’s day and yet more of the regulators. Here is the comprehensive low-down.
What information is UPSI.
Knowing what is Unpublished Price Sensitive Information (UPSI) is the first step to managing surrounding compliances, from employee trading to the structured digital database.
Insider Trading Litigations Globally
Discover the global regulatory efforts aimed at combatting insider trading and dive into some of the most riveting cases globally.
Insider Trading Penalties in India
Discover the regulatory efforts aimed at combatting unethical Insider Trading behaviour and insider trading breaches. Dive into some of the most riveting cases in India and the consequences of non-compliance.
Insider Trading – Why and Who It Hurts
Insider trading compliances need controls and software because compliance is a major concern for market regulators. This post explains why.
The Week Announces Affinis, the Structured Digital Database
The Week announces the launch by Jonosfero International of AFFINIS© (SDD), the Structured Digital Database that has been designed specifically for compliance with and in compliance with the SEBI ‘Prohibition of Insider Trading Regulations’. Link to full article below. https://www.theweek.in/wire-updates/business/2022/09/28/dcm23–jonosfero-international-llp.html Coverage published by The Week on 28 September 2022. This announcement predates the rebrand of…
How Insider Trading Regulations in India Came to Pass
Structured Digital Database, UPSI and Designated Persons have taken a large share of the limelight. These arise from the requirements of the SEBI (Prevention of Insider Trading Regulations); let’s take a look at how these regulations themselves arose.
Evolution of Insider Trading
The evolution of regulations to prevent insider trading in India, SEBI.
Structured Digital Database (SDD) and the evolving chain of responsibility
The Financial Express talks about the revised set of FAQs in relation to the Insider Trading Regulations, 2015 highlighting that these are not routine clarifications, discusses complexities. Click on the link below to read the coverage in the Financial Express. Article link: Digital database under ‘Insider Trading’ laws and evolving chain of responsibility | The…
NSE certification requirement for SDD compliance covered by Economic Times
NSE has intensified tracking of insider trading rules compliances and has required a compliance certificate in a specific format from listed entities in relation to the maintenance of the structured digital database and capture of UPSI flow. Click on the link below to read the coverage in the Economic Times. Article link: https://economictimes.indiatimes.com/markets/stocks/news/nse-tracks-insider-trading-rules-compliance/articleshow/93566101.cms Affinisio(SDD) is…
Economic Times covers Structure Digital Database (SDD) compliances
Economic Times talks about the SEBI amendment to Insider Trading Norms, requiring entities to maintain the Structure Digital Database. Click on the link below to read the coverage in the Economic Times. Article link: Insider trading norms: Sebi amends insider trading norms; entities to maintain database on UPSI – The Economic Times (indiatimes.com)
