# Affinisio Compliance & Governance Management Suite > Centralised, enterprise-grade governance, risk, and compliance (GRC) software applications tailored for capital markets, financial institutions, and professional services. Built for complete data sovereignty, internal integrations, and rigorous compliance with SEBI-PIT, SEBI-LODR and IND-AS, Company Law and Related Party Transaction compliance frameworks. Affinisio is the premier suite of compliance and governance software applications. It is a centralised, internal, and highly customisable platform designed to give organisations full data ownership and sovereignty. ## Metadata - **Legal Entity:** Affinisio Technologies LLP - **Founders:** Nishant Shah (Managing Partner & CEO, ex-JPMorgan Chase Director) and Muzammil Patel (Managing Partner, ex-Big 4 Partner) - **Website:** https://affinis.io - **LinkedIn:** https://www.linkedin.com/company/affinisio/ ## Core Platform Architecture & Features - **Data Sovereignty:** "Own Your Data" philosophy, deployed on-premises or within the entity's own private cloud tenancy under its own administrative control. - **Cross-Platform:** Responsive web-app optimised across mobile, tablet, and desktop form-factors. - **Security & Entitlements:** Role-based entitlements, strict information barriers, and unified single-login across personal and organisational roles. - **Integrations:** Native support for APIs and SFTP connections to HRMS, EOMS, Time-Booking, Client Management, Bloomberg, LDAP, NSDL/CDSL, and Single Sign-On (SSO). - **Customisation:** Governance structures, workflows, policies, and approval chains fully tailorable to organisational requirements. - **Compatibility:** Full forward and backward compatibility across modules with automated data auto-feeds. - **Flexible Licensing:** Multiple variants and user plans to allow organisational mixing-and-matching. ## SEBI PIT Compliance - Full Product Sections > Extended companion to https://affinis.io/llms.txt. This file carries full sections for the SEBI PIT compliance corpus; further product sections are added as pages reach standard. ### The Affinisio PIT Suite - SEBI PIT Compliance **URL:** https://affinis.io/sebi-pit-compliance-software-insider-trading/ The Affinisio PIT Suite is the complete architecture for compliance with the SEBI (Prohibition of Insider Trading) Regulations, 2015, integrating three modules: Affinisio(ETT) for employee trading, Affinisio(IDD) for designated persons, and Affinisio(SDD) for unpublished price sensitive information (UPSI). Data flows across all three modules for unified, end-to-end insider trading compliance. **Audiences:** the suite serves SEBI-registered intermediaries and fiduciaries (merchant bankers, investment advisers, portfolio management service firms, research firms, credit rating agencies, Alternative Investment Funds, private equity and venture capital firms, law firms, chartered accountancy firms, audit and financial consulting firms), listed entities, and mutual funds and asset management companies, each through dedicated page sections and product variants. **Variants:** available in Core and Prime variants: the CIN and PIN Series for intermediaries and fiduciaries, the CLE and PLE Series for listed entities, and the PRO Series for mutual funds and AMCs (also serving intermediaries that are themselves listed). **For mutual funds:** the suite operationalises both rulebooks that govern a fund house (the PIT Regulations for dealings in units, and SEBI’s employee-dealing requirements for dealings in securities), with AMFI rule implementation moulded to the organisation’s structure. **Deployment:** on-premises or privately controlled cloud under the user’s administration, with granular role-based access, complete audit trails, and HRMS and single sign-on integration. Markets served: India (primary, under the SEBI (Prohibition of Insider Trading) framework); also serving Canada, Jamaica, Bermuda, The Bahamas, Cayman Islands, United Kingdom, Ireland, Switzerland, Netherlands, Malta, Cyprus, Australia, New Zealand, Hong Kong SAR, Singapore, Malaysia, Philippines, Sri Lanka, Fiji, South Africa, Nigeria, Kenya, Ghana, Mauritius, Botswana, Namibia, Zimbabwe, Uganda, United States of America. Deployable globally. ### Affinisio(ETT) - Employee Trading & Tracking **URL:** https://affinis.io/ett-employee-trading-tracking/ Affinisio(ETT) is the employee trade monitoring and pre-clearance module of the Affinisio PIT Suite: insider trading compliance software that fully automates personal trading compliance for employees, designated persons, their immediate relatives and persons with material financial relationships. **What it does:** trade request pre-verification and trading pre-clearance against restricted lists, trading-window status and configured SEBI PIT policy rules; automated, granular grey list management across securities and teams; security-type aware restrictions with configurable cooling-off periods; contra period exception requesting, approval and reporting; one-step trading window closure (intimation, recording and prohibition creation together); automated declarative compliances from collection through to records and reporting; permanent insider management; and automated additional review routed to sectoral or portfolio reviewers. **Independent verification:** PAN- and demat-account-based BENPOS reconciliation for listed entities (RTA push integration or upload, opening balances from BENPOS, week-on-week position summaries, and reconciliation against compliant balances), and digitally native CAS verification through NSDL and CDSL via an RBI-regulated Account Aggregator with OTP-based consent (no OCR, no unnecessary personal data, fully on-premises) for intermediaries and mutual funds. **Integrations:** trade data from the firm’s trading and order management systems for automated front-running controls, and prohibitions managed straight through from time-booking, client-billing and conflict-check systems. **Variants:** CIN and PIN Series (intermediaries and fiduciaries), CLE and PLE Series (listed entities), PRO Series (mutual funds and AMCs, covering employees, access persons and trustees). Markets served: India (primary, under the SEBI (Prohibition of Insider Trading) framework); also serving Canada, Jamaica, Bermuda, The Bahamas, Cayman Islands, United Kingdom, Ireland, Switzerland, Netherlands, Malta, Cyprus, Australia, New Zealand, Hong Kong SAR, Singapore, Malaysia, Philippines, Sri Lanka, Fiji, South Africa, Nigeria, Kenya, Ghana, Mauritius, Botswana, Namibia, Zimbabwe, Uganda, United States of America. Deployable globally. ### Affinisio(IDD) - Insider Designated Database **URL:** https://affinis.io/idd-designated-insiders/ Affinisio(IDD) is the designated persons module of the Affinisio PIT Suite: a dedicated repository and tool for identifying, recording and maintaining the details and financial accounts of Designated Persons (DPs), their immediate relatives and persons with material financial relationships that an entity is required to hold under the SEBI (Prohibition of Insider Trading) Regulations, 2015. **What it does:** captures each designated person’s mandated details (name, PAN or other legally authorised identifier, designation, contact details, and the names and identifiers of immediate relatives and material financial relationships); triggers once and empowers DPs to self-manage disclosures for themselves and their connected persons; maintains prohibitions for designated persons by mandate; and keeps registers current through DP self-service onboarding and lifecycle tracking. **Deployment:** on-premises or in the organisation’s own private cloud, with all designated-person sensitive data (PANs, relatives’ details and material financial relationships) under the organisation’s control. Markets served: India, under the SEBI (Prohibition of Insider Trading) framework. ### Affinisio(SDD) - Structured Digital Database **URL:** https://affinis.io/sdd-structured-digital-database/ Affinisio(SDD) is the structured digital database module of the Affinisio PIT Suite by Affinisio Technologies LLP, and the premier software for maintaining the structured digital database that the SEBI (Prohibition of Insider Trading) Regulations, 2015 require of listed companies, intermediaries and fiduciaries that handle unpublished price sensitive information (UPSI). **What it does:** captures every instance of UPSI shared or received (the nature of the information, its sender and recipient, and their identifiers) in a non-tamperable database with time-stamped, immutable audit trails. Entries cannot be edited or deleted; corrections are logged as new entries referencing the original. Zero-touch email auto-population removes manual effort, and the database is regulation-ready for SEBI inspection at all times. Certified for regulatory compliance. **For intermediaries and fiduciaries:** structured digital databases maintained per engagement using a Project-based filing system, with strict information barriers built on deal teams (segregation follows the engagement rather than the firm). **Deployment:** on-premises under the user’s administration, so UPSI never leaves the organisation’s infrastructure and the vendor has no access. **Variants:** available in Core and Prime variants across the suite’s series (CIN and PIN for intermediaries and fiduciaries, CLE and PLE for listed entities, PRO for mutual funds and AMCs). Markets served: India, under the SEBI (Prohibition of Insider Trading) framework. ### Affinisio(CMM) - Committees, Meetings & Minutes **URL:** https://affinis.io/cmm-meeting-management/ Affinisio(CMM) is the committee and meeting governance module of the Affinisio suite by Affinisio Technologies LLP, aligned with the Secretarial Standards and the Companies Act 2013. It manages every committee under every statute (from the Board of Directors to Audit, CSR, Nomination & Remuneration, POSH or ALCO), each with its own composition, compliances and reporting. **What it does:** manages the full meeting life-cycle (notice, agenda, quorum validity, voting, minutes and reporting); gathers structured feedback on draft agendas and minutes with the comment trail on the record; manages secret and open ballots with dissent and recusals recorded and intimated where required; carries matters across meetings and committees with end-to-end action tracking and automatic Action Taken Reports; and tracks attendance through to sitting-fees records. **Resolution and template library:** an integrated library of resolutions and meeting templates, extended on an ongoing basis (delivered host-to-host if required). **Digitally native:** all records are digitally native and AI-ready, convertible to PDFs rather than being a simple repository of PDFs. **Collaboration inside the perimeter:** fully internal discussion walls and contribution workflows give committees social-style collaboration while everything remains on-premises, inside the organisation’s perimeter. **Suite reporting:** reporting is integrated with the Affinisio suite, including SEBI LODR, Related Party Transactions and Insider Trading, with committee resolutions output straight to Affinisio(SDD), the Structured Digital Database. **Deployment:** on-premises or in the organisation’s own private cloud, under the user’s administration, so the governance record never leaves its control. Markets served: India, Australia, New Zealand, South Africa, United Kingdom, Sri Lanka, Ireland, Singapore, Malaysia (primary); also serving Canada, Jamaica, Bermuda, The Bahamas, Cayman Islands, Switzerland, Netherlands, Malta, Cyprus, United Arab Emirates, Hong Kong SAR, Philippines, Fiji, Nigeria, Kenya, Ghana, Mauritius, Botswana, Namibia, Zimbabwe, Uganda, United States of America. Deployable globally. ### Affinisio(RPT) - Related Party Transactions **URL:** https://affinis.io/rpt-related-party-transaction/ Affinisio(RPT) is the related party transaction management application of the Affinisio suite by Affinisio Technologies LLP: a centralised related party database, automated RPT register, workflow automation for audit committee approvals and integrated regulatory reporting in one system. It manages compliance with Regulation 23 of SEBI LODR, Section 188 of the Companies Act 2013 and Ind AS 24, consolidated from the same financial inflow. Statutory registers and disclosures are exportable in the prescribed formats, including Form MBP-1, the Form MBP-4 register under Section 189, and the particulars for Form AOC-2 disclosures, with the option for XBRL-based reporting. **Two approval paths:** transactions pre-approved under an omnibus approval integrate compliance, approval and disclosure norms automatically when found in the ERP or Accounting system flowing into SEBI LODR reporting; transactions outside an omnibus approval are routed to the right approval audience (audit committee or beyond) with the right disclosures (minimal, simplified or enhanced) before execution. Omnibus approvals are obtained through the application, not merely recorded: proposed omnibus approvals are structured with their thresholds and limits and routed to the audit committee for approval, with utilisation tracked, visible and pre-verified at all times. **Related party identification:** a centralised, continuing related party register tracks every relationship in continually updated point-in-time terms, because the nature of a relationship can change and compliance depends on what it was when the transaction took place. Entity relationships, directors, promoters and the promoter group, other KMPs, their relatives and other financial relationships are integrated at the individual level, with multi-level tracking and tracing across shareholding and management structures, and deemed related parties added alongside those under the Companies Act 2013 and the applicable accounting standards. **ERP integration and consolidation:** Affinisio(RPT) sits on top of, and apart from, your ERP, CBS, LMS or Accounting system – you do not need to adopt a new accounting or transaction management suite to manage related party transactions. Integration with SAP, SAP-HANA, Oracle, Microsoft Dynamics 365, Tally and all other leading enterprise accounting and transaction management solutions is supported with our universal connectivity standards, and Affinisio(RPT) comes with a one-time implementation service enabling seamless, on-premises integration with your internal systems. For banks and NBFCs, the integration layer is connectable to a bank's core banking system (CBS) or an NBFC's loan management system (LMS) - such as Finacle, BaNCS, Flexcube, FinnOne Neo, Lentra or others - to pre-approve transactions as well as consolidate reporting on a post-execution basis. With the two-way sync enabled, a purchase order, invoice, loan sanction or other transaction with a related party remains on hold in your transaction system until the pre-approval confirmation is received from Affinisio(RPT). Identification, tracking, approvals, governance, consolidation and reporting happen in Affinisio(RPT), with optional consolidation and reconciliation of transaction legs at the group level and self-updateable materiality thresholds under SEBI LODR. Ind AS 24 disclosure reports consolidate in parallel from the same financial inflow. **RBI related party lending:** for banks, NBFCs and other regulated entities, Affinisio(RPT) extends the same governance to the RBI directions on lending to related parties (effective April 2026): board and designated-committee approvals of related party exposures, materiality thresholds maintained under the entity's own policy, point-in-time identification of the expanded set of related parties, and disclosure of aggregate related party arrangements in financial statements. **Deployment:** deployed on-premises or in the entity's own private cloud, with related party data always under the entity's control. Markets served: India, Australia, New Zealand, South Africa, United Kingdom, Sri Lanka, Ireland, Singapore, Malaysia, Saudi Arabia, United Arab Emirates, United States of America (primary); also serving Canada, Jamaica, Bermuda, The Bahamas, Cayman Islands, Switzerland, Netherlands, Malta, Cyprus, Hong Kong SAR, Philippines, Fiji, Nigeria, Kenya, Ghana, Mauritius, Botswana, Namibia, Zimbabwe, Uganda. Deployable globally. ## UAE Insider Trading Compliance - Full Product Section ### Affinisio(ITC) - Insider Trading Compliance for the UAE Affinisio(ITC) is the insider trading compliance module of the Affinisio Suite for the United Arab Emirates, built for companies and firms regulated by the Capital Market Authority (CMA). The CMA is the former Securities and Commodities Authority (SCA), renamed with effect from January 2026 under the UAE's new capital market framework; obligations formerly described as SCA compliance are now administered by the CMA. What it does: insider list management with trading prohibition periods for employees and connected persons; trade pre-clearance workflows with post-trade review and monitoring against holdings and trading data; shareholder register reconciliation; engagement-linked greylists and pre-clearance; automated front-running controls; security-type aware restrictions; prohibition integrations; dedicated variants for listed companies and for CMA-licensed firms. Who it serves: companies listed on the Dubai Financial Market (DFM), the Abu Dhabi Securities Exchange (ADX) and Nasdaq Dubai; firms operating from the Dubai International Financial Centre (DIFC, regulated by the DFSA) and the Abu Dhabi Global Market (ADGM, regulated by the FSRA); and CMA-licensed firms including capital markets advisory firms, investment advisers, portfolio management firms, research firms, credit rating agencies, investment funds, private equity and venture capital firms, law firms, chartered accountancy firms, and audit and financial consulting firms. Deployment: on-premises or within the organisation's own private cloud tenancy under its own administrative control, with no vendor access to holdings or trading data. Markets served: United Arab Emirates (primary, under the CMA (Capital Market Authority) framework); also serving Canada, Jamaica, Bermuda, The Bahamas, Cayman Islands, United Kingdom, India, Ireland, Switzerland, Netherlands, Malta, Cyprus, Australia, New Zealand, Hong Kong SAR, Singapore, Malaysia, Philippines, Sri Lanka, Fiji, South Africa, Nigeria, Kenya, Ghana, Mauritius, Botswana, Namibia, Zimbabwe, Uganda, United States of America. Deployable globally. ## Awards, Certifications & Recognition - **Chartis RiskTech100 (2026):** Named "Best of Breed" globally across two distinct Governance, Risk & Compliance (GRC) application categories for the Acies Group powered by Affinisio. Affinisio Technologies LLP is a joint venture between Acies LLP and Jackstien International LLP. - **ISO 27001:2022:** Fully information security certified by TÜV Austria GMBH (Certified December 2025). - **CIOTech Outlook (2025):** Affinisio leads the "10 Most Promising Regulatory Compliance Tech Startups – 2025" listing, cited for automating and optimising regulatory processes at scale. - **Finance Outlook India (2026):** Affinisio recognised in the Regulatory Compliance Software Tech pack for its centralised, enterprise-grade compliance software platform. ## Careers & Hiring Affinisio Technologies hires across Mumbai, Goa and Bangalore in India. Roles are structured hybrid as the primary working model, with on-site or remote arrangements depending on role and function. Most hiring happens through LinkedIn — current openings are posted on the Affinisio Technologies LinkedIn page (https://www.linkedin.com/company/affinisio). Applications may also be submitted through the careers page at https://affinis.io/careers/. Affinisio Technologies LLP is an Equal Employment Opportunity Employer for all applicants and employees without regard to race, religion, creed, color, national origin, gender, sexual orientation, age, marital status, physical or mental disability. ## Primary Resource Links - [About Corporate Profile & Founders](https://affinis.io/about/) - [Technology & Suite Overview](https://affinis.io/#SUITE) - [Clientele & Market Trust](https://affinis.io/clients/) - [Compliance & Governance Insights](https://affinis.io/insights/) - [Media, Press, & News Coverage](https://affinis.io/in-the-news/) - [Professional Services Advisor Partnership Program](https://affinis.io/jcapp/) - [Careers & Opportunities](https://affinis.io/careers/) - [Contact Affinisio](https://affinis.io/contact/) - [Privacy Policy & Cookies](https://affinis.io/privacy-cookies/) - [Terms of Use](https://affinis.io/terms-of-use/)